SG Kleinwort Hambros Bank Limited - Gibraltar Branch
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Name
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SG Kleinwort Hambros Bank Limited - Gibraltar Branch
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Address
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Unit 5.02 Madison
Queensway
Gibraltar
GX111AA
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Telephone
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20002000
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Fax
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20079037
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Email
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gibraltar@sghambros.com
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Website
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http://www.kleinworthambros.com
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Legal Form
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Private Company Limited By Shares
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Country of Incorporation
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United Kingdom
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Incorporation Number
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122377
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Incorporation Date
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09/07/1970
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Other names
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Previous Name -
Hambros (Gibraltar) Limited
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Previous Name -
Hambros Bank (Gibraltar) Limited
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Previous Name -
SG Hambros Bank & Trust (Gibraltar) Limited
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Previous Name -
SG Hambros Bank (Gibraltar) Limited
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Previous Name -
SG Kleinwort Hambros Bank (Gibraltar) Limited
Permissions
The firm is authorised to carry out services in Gibraltar from the following countries:
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Regulated activity
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Accepting Deposits (Banking)
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Reception and transmission of orders in relation to one or more of the Instruments listed in section C. (MiFID)
Reception and transmission of orders in relation to one or more of the Instruments listed in section C. (MiFID)
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C1
Transferable securities.
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C2
Money-market instruments.
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C3
Units in collective investment undertakings.
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C4
Options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, emission allowances or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash.
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C5
Options, futures, swaps, forwards and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event.
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C6
Options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market, an MTF, or an OTF, except for wholesale energy products traded on an OTF that must be physically settled.
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C7
Options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in C.6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments
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C9
Financial contracts for differences.
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C10
Options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event, as well as any other derivative contracts relating to assets, rights, obligations, indices and measures not otherwise mentioned in this Section, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are traded on a regulated market, OTF, or an MTF.
- Instrument 9 - Restricted to Professional Clients only
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Execution of orders on behalf of clients. (MiFID)
Execution of orders on behalf of clients. (MiFID)
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C1
Transferable securities.
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C2
Money-market instruments.
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C3
Units in collective investment undertakings.
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C4
Options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, emission allowances or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash.
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C5
Options, futures, swaps, forwards and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event.
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C6
Options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market, an MTF, or an OTF, except for wholesale energy products traded on an OTF that must be physically settled.
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C7
Options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in C.6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments
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C9
Financial contracts for differences.
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C10
Options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event, as well as any other derivative contracts relating to assets, rights, obligations, indices and measures not otherwise mentioned in this Section, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are traded on a regulated market, OTF, or an MTF.
- Instrument 9 - Contracts for differences excludes spread betting and are restricted to professional clients only
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Portfolio Management. (MiFID)
Portfolio Management. (MiFID)
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C1
Transferable securities.
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C2
Money-market instruments.
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C3
Units in collective investment undertakings.
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C4
Options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, emission allowances or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash.
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C5
Options, futures, swaps, forwards and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event.
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C6
Options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market, an MTF, or an OTF, except for wholesale energy products traded on an OTF that must be physically settled.
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C7
Options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in C.6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments
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C9
Financial contracts for differences.
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C10
Options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event, as well as any other derivative contracts relating to assets, rights, obligations, indices and measures not otherwise mentioned in this Section, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are traded on a regulated market, OTF, or an MTF.
- Instrument 9 - Contracts for differences excludes spreadbetting and are restricted to professional clients only
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Investment advice. (MiFID)
Investment advice. (MiFID)
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C1
Transferable securities.
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C2
Money-market instruments.
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C3
Units in collective investment undertakings.
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C4
Options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, emission allowances or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash.
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C5
Options, futures, swaps, forwards and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event.
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C6
Options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market, an MTF, or an OTF, except for wholesale energy products traded on an OTF that must be physically settled.
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C7
Options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in C.6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments
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C9
Financial contracts for differences.
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C10
Options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event, as well as any other derivative contracts relating to assets, rights, obligations, indices and measures not otherwise mentioned in this Section, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are traded on a regulated market, OTF, or an MTF.
- Instrument 9 - Contracts for differences excludes spreadbetting and are restricted to professional clients only
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Underwriting of financial instruments or placing of financial instruments, listed in Section C, on a firm commitment basis. (MiFID)
Underwriting of financial instruments or placing of financial instruments, listed in Section C, on a firm commitment basis. (MiFID)
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C1
Transferable securities.
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C2
Money-market instruments.
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C3
Units in collective investment undertakings.
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C4
Options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, emission allowances or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash.
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C5
Options, futures, swaps, forwards and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event.
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C6
Options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market, an MTF, or an OTF, except for wholesale energy products traded on an OTF that must be physically settled.
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C7
Options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in C.6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments
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C9
Financial contracts for differences.
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C10
Options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event, as well as any other derivative contracts relating to assets, rights, obligations, indices and measures not otherwise mentioned in this Section, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are traded on a regulated market, OTF, or an MTF.
- Instrument 9 - Contracts for differences excludes spreadbetting and are restricted to professional clients only
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Service (Banking)
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2
Lending
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3
Financial leasing.
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4
Payment services as specified in Schedule 2, paragraph 17 of the Financial Services Act 2019
4
Payment services as specified in Schedule 2, paragraph 17 of the Financial Services Act 2019
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2
Services enabling cash withdrawals from a payment account as well as all the operations required for operating a payment account.
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3
Execution of payment transactions, including transfers of funds on a payment account with the user's payment service provider or with another payment service provider.
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4
Execution of payment transactions where the funds are covered by a credit line for a payment service user.
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5
Issuing of payment instruments and/or acquiring of payment transactions.
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5
Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as such activity is not covered by point 4.
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6
Guarantees and commitments.
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7a
Trading for own account or for account of customer in any of the following: Money market instruments (cheques, bills, CDs etc.).
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7b
Trading for own account or for account of customer in any of the following: Foreign exchange.
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7c
Trading for own account or for account of customer in any of the following: Financial futures and options.
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7d
Trading for own account or for account of customer in any of the following: Exchange and interest rate instruments.
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7e
Trading for own account or for account of customer in any of the following: Transferable securities.
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8
Participation in share issues and the provision of services relating to such issues.
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9
Advice to undertakings on capital structure, industrial strategy and related questions and advice and services relating to mergers and the purchase of undertakings.
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10
Money broking.
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11
Portfolio management and advice.
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12
Safekeeping and administration of securities.
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13
Credit references services.
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14
Safe custody services.
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Ancillary services (MiFID)
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1
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level
1
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding maintaining securities accounts at the top tier level
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C1
Transferable securities.
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C2
Money-market instruments.
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C3
Units in collective investment undertakings.
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C4
Options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, emission allowances or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash.
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C5
Options, futures, swaps, forwards and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event.
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C6
Options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market, an MTF, or an OTF, except for wholesale energy products traded on an OTF that must be physically settled.
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C7
Options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in C.6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments
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C9
Financial contracts for differences.
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C10
Options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event, as well as any other derivative contracts relating to assets, rights, obligations, indices and measures not otherwise mentioned in this Section, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are traded on a regulated market, OTF, or an MTF.
- Instrument 9 - Contracts for differences excludes spreadbetting and are restricted to professional clients only
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2
Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction.
2
Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction.
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C1
Transferable securities.
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C2
Money-market instruments.
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C3
Units in collective investment undertakings.
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C4
Options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, emission allowances or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash.
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C5
Options, futures, swaps, forwards and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event.
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C6
Options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market, an MTF, or an OTF, except for wholesale energy products traded on an OTF that must be physically settled.
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C7
Options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in C.6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments
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C9
Financial contracts for differences.
-
C10
Options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event, as well as any other derivative contracts relating to assets, rights, obligations, indices and measures not otherwise mentioned in this Section, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are traded on a regulated market, OTF, or an MTF.
- Instrument 9 - Contracts for differences excludes spreadbetting and are restricted to professional clients only
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4
Foreign exchange services where these are connected to the provision of investment services.
4
Foreign exchange services where these are connected to the provision of investment services.
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C1
Transferable securities.
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C2
Money-market instruments.
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C3
Units in collective investment undertakings.
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C4
Options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, emission allowances or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash.
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C5
Options, futures, swaps, forwards and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event.
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C6
Options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market, an MTF, or an OTF, except for wholesale energy products traded on an OTF that must be physically settled.
-
C7
Options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in C.6 and not being for commercial purposes, which have the characteristics of other derivative financial instruments
-
C9
Financial contracts for differences.
-
C10
Options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event, as well as any other derivative contracts relating to assets, rights, obligations, indices and measures not otherwise mentioned in this Section, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are traded on a regulated market, OTF, or an MTF.
- Instrument 9 - Contracts for differences excludes spreadbetting and are restricted to professional clients only
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Other services (MiFID)
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1
Holding customer money.
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2
Holding customer assets.
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3
Controlling customer monies.
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4
Controlling customer assets.
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5
Stock lending.
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(Unspecified)
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II(b)
Collective Investment Scheme Intermediary.
The firm is authorised to carry out services in the following countries:
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Bank
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1
Acceptance of deposits and other repayable funds from the public.
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1
Acceptance of deposits and other repayable funds from the public.
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2
Lending.
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2
Lending.
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4
Payment services as specified in Schedule 1 of the Financial Services (Payment Services) Regulations 2018.
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4
Payment services as specified in Schedule 1 of the Financial Services (Payment Services) Regulations 2018.
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5
Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
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5
Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as this activity is not covered by paragraph 4.
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6
Guarantees and commitments.
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6
Guarantees and commitments.
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7a
Money market instruments (cheques, bills CD's etc).
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7b
Foreign exchange.
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7c
Financial futures and options.
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7d
Exchange and interest rate instruments.
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7e
Transferable securities.
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8
Participation in share issues and the provision of services relating to such issues.
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10
Money broking.
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11
Portfolio management and advice.
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12
Safekeeping and administration of securities.
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14
Safe custody services.
* Firms with an asterisk by their name may have for example a restricted or suspended licence.
Please click on "Show All" under Permissions to establish the current state of the entity.