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Trust & Company Management - Dear CEO Letters

2013 Systems of Controls to prevent financial crime
With the bringing into effect of the Crimes Act 2011 a number of new and revised financial crimes were introduced into the statute books. This letter aims to provide regulated firms with guidance on our expectations of the systems of control that we expect to see in regulated firms in this respect.

Trust & Company Management - Forms and Returns

Body Corporate Questionnaire
Royal Gibraltar Police Vetting Application Form

 

Please note that once an 'Individual Questionnaire' or 'Notifiable Document' has been received from an applicant/firm, the GFSC will complete and submit a Royal Gibraltar Police Vetting Application Form in accordance with Section 30C of the Proceeds of Crime Act 2015. This vetting process is conducted internally by the GFSC and bears no cost to the applicant/firm.

Any applicant that has not been ordinarily resident in Gibraltar for the last ten years should provide the GFSC with a report or their criminal record from the relevant authority in the jurisdiction(s) where the applicant has spent a considerable amount of time.

If this report cannot be provided in English, it should  be accompanied by a translation from a certified translator. 

For any further queries, please contact authorisations@gfsc.gi and a member of staff will be happy to assist. 

 

 

1 2018 Body Corporate Questionnaire Warranty
1 2020 TCSP Annual Return

Trust & Company Management - Guidance Notes

2 Outsourcing
Financial Services Guidance Note No. 2

Trust & Company Management - Legislation

ACT 11 2007 Financial Services (Temporary Business Continuity) Act 2007
LN 73 2007 Financial Services (Temporary Business Continuity) (Fees) Regulations 2007
LN 81 2007 Financial Services (Temporary Business Continuity) Act 2007
Act 1 2010 Counter Terrorism Act
ACT 2 2010 Financial Services (Investment and Fiduciary Services) (Temporary Administration Of Companies) Act 2010
Act 14 2015 Proceeds of Crime Act 2015
ACT 29 2019 Financial Services Act 2019
2020 Financial Services (Fees) Regulations 2020
2020 Financial Services (Specified Regulatory Decisions) Regulations 2020
2020 Core Rules 2020
LN 22 2020 Financial Services (GFSC Complaints) Regulations 2020
LN 33 2020 Financial Services (Fiduciary Services) Regulations 2020

Trust & Company Management - Newsletters

2 1992 Best Market Practice. Section on Money Laundering Guidelines withdrawn October 1996
4 1992 Guidance Notes On Communications Between Auditors And The Commission
5 1992 Guidance Notes On "Know Your Customer"
1 1993 Fraud: Ghost Money, Funny Money, Ready Willing And Able To Deliver, Advance Fee Fraud
3 1993 The Use Of Personal Computer Systems: A Guide To Secure System Implementation
6 1993 Penalties Regulations
3 1995 Sugar Frauds
1 1996 Criminal Justice Act, 1995
4 1996 Best Market Practice. Anti Money Laundering Systems, Controls and Procedures
2 1997 Advertising and the "Internet"
FSC 1 1998 The General Duties and Responsibilities of Directors
FSC 1 2002 Fitness and Propriety
FSC 1 2003 Retrospective "Know Your Customer" Reviews
FSC 1 2006 Risk Assessment Visits - Findings
FSC 2 2006 Customer Money
FSC 4 2006 Financial Services Legislation
FSC 11 2012 Enhancing the confirmations provided by Statutory Auditors and Audit firms for the Capitalisation of Licenced Companies
FSC 3 2012 Annual Fees Update 2012
2 2013 Frequency of Director's Board meetings held for Regulated Firms
FSC 5 2013 Financial Services (Information Gathering and Co-operation) Act
FSC 8 2013 Country Risk Update
FSC 2 2015 Country Risk Update
FSC 1 2016 Country Risk Update 01/16
Improving Global AML/CFT Compliance: on-going process.
FSC 2 2016 Country Risk Update 02/16
Improving Global AML/CFT Compliance: on-going process.
FSC 3 2016 Country Risk Update 03/16
Improving Global AML/CFT Compliance: on-going process.
FSC 4 2016 Country Risk Update 04/16
Improving Global AML/CFT Compliance: on-going process
GFSC 1 2017 Country Risk Updates 01/17
GFSC 2 2017 Country Risk Updates 02/17
GFSC 2018 GFSC Fees Newsletter 2018-2019
GFSC 1 2018 Country Risk Updates 01/18
GFSC 2019 GFSC Fees Newsletter 2019-2020
GFSC 2020 GFSC Fees Newsletter 2020-2021

Trust & Company Management - Presentations

11 2006 Presenting the revised AML/CFT Guidance Notes
David Parody
11 2007 The revised AML/CFT Guidance Notes
GACO - David Parody
11 2007 The FSC's approach to AML/CFT Compliance
GACO - David Parody
3 2009 Revised Risk Assessment Methodology, Corporate Governance and Approved Persons
Gibraltar Insurance Institute - Gibraltar Society of Chartered & Certified Accountancy Bodies - Gibraltar Association of Compliance Officers David Parody
10 2011 FSC's revised risk assessment methodology
David Parody
4 2012 GACO-FSC Risk Methodology Workshop
Slides, case study and templates for the GACO workshop held on 14 November 2012 by the FSC
2019 GACO Conduct Seminar