Occupational Pensions Institutions - Dear CEO Letters
2013 |
Systems of Controls to prevent financial crime With the bringing into effect of the Crimes Act 2011 a number of new and revised financial crimes were introduced into the statute books. This letter aims to provide regulated firms with guidance on our expectations of the systems of control that we expect to see in regulated firms in this respect.
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Occupational Pensions Institutions - Forms and Returns
Body Corporate Questionnaire | ||||
Royal Gibraltar Police Vetting Application Form
Please note that once an 'Individual Questionnaire' or 'Notifiable Document' has been received from an applicant/firm, the GFSC will complete and submit a Royal Gibraltar Police Vetting Application Form in accordance with Section 30C of the Proceeds of Crime Act 2015. This vetting process is conducted internally by the GFSC and bears no cost to the applicant/firm. Any applicant that has not been ordinarily resident in Gibraltar for the last ten years should provide the GFSC with a report or their criminal record from the relevant authority in the jurisdiction(s) where the applicant has spent a considerable amount of time. If this report cannot be provided in English, it should be accompanied by a translation from a certified translator. For any further queries, please contact authorisations@gfsc.gi and a member of staff will be happy to assist.
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1 | 2018 | Body Corporate Questionnaire Warranty |
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Occupational Pensions Institutions - Legislation
Act | 1 | 2010 | Counter Terrorism Act | |
Act | 14 | 2015 | Proceeds of Crime Act 2015 | |
ACT | 29 | 2019 | Financial Services Act 2019 | |
2020 | Financial Services (Occupational Pensions Institutions) Regulations 2020 | |||
2020 | Financial Services (Fees) Regulations 2020 | |||
2020 | Financial Services (Specified Regulatory Decisions) Regulations 2020 | |||
2020 | Core Rules 2020 | |||
LN | 22 | 2020 | Financial Services (GFSC Complaints) Regulations 2020 | |
LN | 26 | 2020 | Financial Services (Personal Pensions) Regulations 2020 |
Occupational Pensions Institutions - Newsletters
Occupational Pensions Institutions - Presentations
4 | 2012 |
GACO-FSC Risk Methodology Workshop Slides, case study and templates for the GACO workshop held on 14 November 2012 by the FSC
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2019 | GACO Conduct Seminar |
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