Exchanges - Dear CEO Letters
2013 |
Systems of Controls to prevent financial crime With the bringing into effect of the Crimes Act 2011 a number of new and revised financial crimes were introduced into the statute books. This letter aims to provide regulated firms with guidance on our expectations of the systems of control that we expect to see in regulated firms in this respect.
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Exchanges - Forms and Returns
Body Corporate Questionnaire | ||||
Annual Complaints Form |
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Stock Exchange Supervisory Return |
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Royal Gibraltar Police Vetting Application Form
Please note that once an 'Individual Questionnaire' or 'Notifiable Document' has been received from an applicant/firm, the GFSC will complete and submit a Royal Gibraltar Police Vetting Application Form in accordance with Section 30C of the Proceeds of Crime Act 2015. This vetting process is conducted internally by the GFSC and bears no cost to the applicant/firm. Any applicant that has not been ordinarily resident in Gibraltar for the last ten years should provide the GFSC with a report or their criminal record from the relevant authority in the jurisdiction(s) where the applicant has spent a considerable amount of time. If this report cannot be provided in English, it should be accompanied by a translation from a certified translator. For any further queries, please contact authorisations@gfsc.gi and a member of staff will be happy to assist.
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1 | 2018 | Body Corporate Questionnaire Warranty |
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Exchanges - Legislation
Act | 1 | 2010 | Counter Terrorism Act | |
ACT | 2 | 2010 | Financial Services (Investment and Fiduciary Services) (Temporary Administration Of Companies) Act 2010 | |
Act | 14 | 2015 | Proceeds of Crime Act 2015 | |
ACT | 29 | 2019 | Financial Services Act 2019 | |
2020 | Financial Services (Official Listing) Rules 2020 | |||
2020 | Financial Services (Fees) Regulations 2020 | |||
2020 | Financial Services (Specified Regulatory Decisions) Regulations 2020 | |||
2020 | Core Rules 2020 | |||
LN | 22 | 2020 | Financial Services (GFSC Complaints) Regulations 2020 |
Exchanges - Newsletters
FSC | 1 | 2002 | Fitness and Propriety |
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FSC | 3 | 2012 | Annual Fees Update 2012 |
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2 | 2013 | Frequency of Director's Board meetings held for Regulated Firms |
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FSC | 5 | 2013 | Financial Services (Information Gathering and Co-operation) Act |
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FSC | 8 | 2013 | Country Risk Update |
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FSC | 2 | 2015 | Country Risk Update |
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FSC | 2 | 2015 | Country Risk Update |
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FSC | 1 | 2016 |
Country Risk Update 01/16 Improving Global AML/CFT Compliance: on-going process.
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FSC | 2 | 2016 |
Country Risk Update 02/16 Improving Global AML/CFT Compliance: on-going process.
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FSC | 3 | 2016 |
Country Risk Update 03/16 Improving Global AML/CFT Compliance: on-going process.
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FSC | 4 | 2016 |
Country Risk Update 04/16 Improving Global AML/CFT Compliance: on-going process
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GFSC | 1 | 2017 | Country Risk Updates 01/17 |
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GFSC | 2 | 2017 | Country Risk Updates 02/17 |
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GFSC | 2018 | GFSC Fees Newsletter 2018-2019 |
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GFSC | 1 | 2018 | Country Risk Updates 01/18 |
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GFSC | 2019 | GFSC Fees Newsletter 2019-2020 |
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GFSC | 2020 | GFSC Fees Newsletter 2020-2021 |
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Exchanges - Presentations
2019 | GACO Conduct Seminar |
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