Insurance Distribution - Dear CEO Letters
2013 |
Systems of Controls to prevent financial crime With the bringing into effect of the Crimes Act 2011 a number of new and revised financial crimes were introduced into the statute books. This letter aims to provide regulated firms with guidance on our expectations of the systems of control that we expect to see in regulated firms in this respect.
|
![]() |
Insurance Distribution - Forms and Returns
Body Corporate Questionnaire | ||||
Royal Gibraltar Police Vetting Application Form
Please note that once an 'Individual Questionnaire' or 'Notifiable Document' has been received from an applicant/firm, the GFSC will complete and submit a Royal Gibraltar Police Vetting Application Form in accordance with Section 30C of the Proceeds of Crime Act 2015. This vetting process is conducted internally by the GFSC and bears no cost to the applicant/firm. Any applicant that has not been ordinarily resident in Gibraltar for the last ten years should provide the GFSC with a report or their criminal record from the relevant authority in the jurisdiction(s) where the applicant has spent a considerable amount of time. If this report cannot be provided in English, it should be accompanied by a translation from a certified translator. For any further queries, please contact authorisations@gfsc.gi and a member of staff will be happy to assist.
|
![]() |
|||
1 | 2018 | Body Corporate Questionnaire Warranty |
![]() |
Insurance Distribution - Guidance Notes
1 |
Insurance Mediation Financial Services Guidance Note No. 1
|
![]() |
||
2 |
Outsourcing Financial Services Guidance Note No. 2
|
![]() |
||
3 |
Dealing with and Advising Clients Financial Services Guidance Note No. 3
|
![]() |
||
1 | 2018 | IDD Frequently Asked Questions |
![]() |
|
2 | 2019 | IDD Q&A |
![]() |
|
2020 | Managing General Agent (MGA) - Expectations Paper |
![]() |
Insurance Distribution - Legislation
SI | 1 | 2005 | The Financial Services and Markets Act 2000 (Gibraltar) (Amendment) Order 2005 | |
ACT | 23 | 2006 | Financial Services (Distance Marketing) Act, 2006 | |
ACT | 11 | 2007 | Financial Services (Temporary Business Continuity) Act 2007 | |
LN | 73 | 2007 | Financial Services (Temporary Business Continuity) (Fees) Regulations 2007 | |
Act | 1 | 2010 | Counter Terrorism Act | |
ACT | 2 | 2010 | Financial Services (Investment and Fiduciary Services) (Temporary Administration Of Companies) Act 2010 | |
Act | 14 | 2015 | Proceeds of Crime Act 2015 | |
ACT | 29 | 2019 | Financial Services Act 2019 | |
2020 | Financial Services (Fees) Regulations 2020 | |||
2020 | Financial Services (Specified Regulatory Decisions) Regulations 2020 | |||
2020 | Core Rules 2020 | |||
2020 | Financial Services (Packaged Retail and Insurance Based Investment Products) Regulations 2020 | |||
LN | 15 | 2020 | Financial Services (Insurance Distribution) Regulations 2020 | |
LN | 22 | 2020 | Financial Services (GFSC Complaints) Regulations 2020 |
Insurance Distribution - Newsletters
Insurance Distribution - Presentations
11 | 2006 |
Presenting the revised AML/CFT Guidance Notes David Parody
|
![]() |
|
11 | 2007 |
The revised AML/CFT Guidance Notes GACO - David Parody
|
![]() |
|
11 | 2007 |
The FSC's approach to AML/CFT Compliance GACO - David Parody
|
![]() |
|
3 | 2009 |
Revised Risk Assessment Methodology, Corporate Governance and Approved Persons Gibraltar Insurance Institute - Gibraltar Society of Chartered & Certified Accountancy Bodies - Gibraltar Association of Compliance Officers
David Parody
|
![]() |
|
4 | 2012 |
GACO-FSC Risk Methodology Workshop Slides, case study and templates for the GACO workshop held on 14 November 2012 by the FSC
|
![]() |
|
1 | 2018 |
Presentation on IDD Presentation to Industry on key features of IDD |
![]() |
|
2019 | GACO Conduct Seminar |
![]() |